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Personal fiduciary services
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21	STATEMENT OF THE FINANCIAL PLANNING COALITION BEFORE THE UNITED STATES HOUSE OF REPRESENTATIVES COMMITTEE ON FINANCIAL SERVICES CAPITAL MARKETS AND GOVERNMENT SPONSORED ENTERPRISES Add to Reading List Source URL: www.napfa.org Language: English - Date: 2011-09-15 14:15:20 Money Registered Investment Advisor Financial adviser National Association of Personal Financial Advisors Investment Adviser Association Investment Advisor Investment Advisers Act Fiduciary Dodd–Frank Wall Street Reform and Consumer Protection Act Finance Law Business
22	FOR IMMEDIATE RELEASE January 22, 2011 PRESS CONTACT: Carrie Annand[removed]removed] Add to Reading List Source URL: www.napfa.org Language: English - Date: 2011-01-24 11:49:47 Personal finance Professional certification in finance Financial services National Association of Personal Financial Advisors Financial adviser Certified Financial Planner Board of Standards Fiduciary Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Planning Association Finance Law Business
23	Page 1 BY ELECTRONIC DELIVERY August 6, 2009 Mr. Richard Hisey, Committee Co-Chair Ms. Hye-Won Choi, Committee Co-Chair Add to Reading List Source URL: www.napfa.org Language: English - Date: 2009-08-06 13:55:06 Professional certification in finance Business Financial services National Association of Personal Financial Advisors Certified Financial Planner Board of Standards Registered Investment Advisor Financial adviser Financial Planning Association Fiduciary Finance Law Personal finance
24	November 19, 2014 VIA EMAIL ([removed]) Office of Regulations and Interpretations Employee Benefits Security Administration Attn: RIN 1210-AB59; Brokerage Windows RFI Add to Reading List Source URL: www.dol.gov Language: English - Date: 2014-11-19 17:21:00 Investment Pension Personal finance 401 Fiduciary Law Financial services Employment compensation
25	Microsoft Word[removed]DOL Signon letter FINAL Add to Reading List Source URL: www.ifpte.org Language: English - Date: 2014-09-26 11:32:23 Economics Financial services Finance Personal finance Financial adviser Retirement AARP Fiduciary Defined benefit pension plan Investment Financial economics Law
26	Microsoft Word - Press Statement - DOL FD letter[removed]final Add to Reading List Source URL: www.ifpte.org Language: English - Date: 2014-09-26 11:32:23 Financial services Personal finance Common law Fiduciary AARP Retirement Pension Consumer Federation of America 401 Law Politics of the United States Investment
27	Schedule T - Fiduciary and Related Services (State Chartered Banks) as of June 30, 2014 FIDUCIARY AND RELATED ASSETS 4. Personal trust and agency accounts……… Add to Reading List Source URL: www.dbo.ca.gov Language: English - Date: 2014-09-05 15:10:27 Financial services Common law Equity Collective investment schemes Fiduciary Mutual fund Trust law Law Financial economics Investment
28	April 12, 2011 Oliver Wyman report: Assessment of the impact of the Department of Labor’s proposed “fiduciary” definition rule on IRA consumers Add to Reading List Source URL: www.dol.gov Language: English - Date: 2012-04-19 11:20:11 Financial services Personal finance Individual retirement account Traditional IRA Mutual fund Defined contribution plan Wyman Thrift Savings Plan 401 Investment Financial economics Individual Retirement Accounts
29	Cristeena Naser Vice President Center for Securities, Trust & Investments BY ELECTRONIC MAIL Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-28 09:27:34 Business Municipal Securities Rulemaking Board United States federal banking legislation Finance Personal fiduciary services Dodd–Frank Wall Street Reform and Consumer Protection Act Fiduciary Office of the Comptroller of the Currency U.S. Securities and Exchange Commission Law Self-regulatory organizations Financial regulation
30	Schedule T - Fiduciary and Related Services (Trust Companies) as of June 30, 2014 FIDUCIARY AND RELATED ASSETS 4. Personal trust and agency accounts……… Add to Reading List Source URL: www.dbo.ca.gov Language: English - Date: 2014-09-05 15:24:58 Fiduciary Financial services Pension Defined benefit pension plan Trust law Mutual fund Law Common law Equity